Skip to content
Close
SEARCH
Contact Us
Contact Us
abstract numbers on screen-1

Compliance

Minimize risk, maximize confidence.
Eze Compliance Overview

Obtain a holistic view of your firm’s compliance

In today’s markets, you need a system that puts compliance at the forefront of your investment workflows. Eze Compliance tightly integrates the compliance process with your trading and modeling workflows to ensure your firm is managing trade and portfolio compliance at all times.
Eze Compliance in Action
compliance overview

Satisfy investor mandates and meet regulatory requirements

Your investors need to know their investments are in the right hands. With increasing investor scrutiny and ever-evolving industry regulations, Eze Compliance provides an enterprise-wide solution that simplifies the complex requirements and regulations and ensures you're always covered.
What To Look For From Your Investment Technology Platform
compliance rule pop up

Stop errors before they occur

We understand that mistakes happen. With Eze Compliance, you can avoid high-risk and often costly time-of-trade mistakes with pre-trade compliance alerts.
Has Your Investment Operation Outgrown Your System?
pre trade warnings-compliance
400+ Completed implementations
500+ Standard rule templates
KEY FEATURES

Address issues as they happen with real-time notifications on violations

Keep your firm informed and maintain detailed records with automated reporting

Be confident you are fully covered with compliance checks at any level including security, portfolio, portfolio group, strategy, or asset class

Manage your firm-wide restrictions, corporate actions, and beneficial ownership rules in a centralized user-friendly interface

Quickly and easily create and assign rules using hundreds of out-of-the-box templates for industry-standard rule types and regulation libraries

Customize how you manage issues with configurable alerts at any point in the trade lifecycle

"With Eze Investment Suite, we have been able to restructure procedures to ensure automated compliance logic is built into the investment workflow for all of our products."

Paul Reynolds Director, Operations, Duet Asset Management Limited
AWARDS & ACCOLADES

Ready to Talk?

Our sales team will be happy to talk through the options and help find a solution that works for you.